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Compliance built to perform at scale.
Financial institutions face constant change, new rules, rising expectations, and growing client volumes. Alpadis delivers the expertise, agility, and secure infrastructure to help you stay compliant, integrated, and efficient across every market you serve.
Nestled in the Central Business District (CBD), the beating heart of Singapore’s financial services centre. Our regulatory compliance and internal audit teams share this office with our corporate secretarial and accounting teams, ready to provide you with comprehensive services.
Our experienced, multidisciplinary teams are proficient in:
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Rolf leads Alpadis’ regulatory services, specialising in compliance and risk management. He began his career as a corporate governance lawyer for a prominent international banking group before transitioning to the Swiss financial regulator, where he focused on enforcement and policy drafting. In 2012, Rolf founded his own firm, providing tailored regulatory advice to small and medium-sized financial institutions.
Rolf’s expertise lies in simplifying complex regulatory frameworks for financial institutions, ensuring compliance while addressing practical challenges. His client-focused approach has made him a trusted advisor in the industry.
He holds a Master of Laws from the University of Bern, Switzerland, and an LLM in International Financial Law from King’s College London, UK. Rolf is a qualified solicitor in Switzerland.
In addition to his professional roles, Rolf lectures on compliance in Switzerland and Singapore and frequently speaks at public events. He has served on the RegTech Sub-Committee of the Singapore FinTech Association since 2019.
Phoebe Mok brings over 8 years of experience in anti-money laundering (AML) and regulatory compliance across various sectors of the financial industry. She has worked as an in-house compliance officer for a range of financial institutions, including a bank, a fund administrator, and companies in the capital markets space, such as a corporate finance advisory firm and a brokerage house, before joining Ingenia.
Phoebe is highly knowledgeable in the regulatory requirements under the Securities and Futures Act 2001 and the Financial Advisers Act 2001. She has extensive experience in developing and enhancing compliance frameworks, providing compliance advice on relevant regulations, driving regulatory applications for licences in relation to capital markets services (CMS), and liaising with regulatory authorities to address their queries for financial institutions.
Phoebe has a proven track record in obtaining licences and delivering practical, business-aligned compliance solutions, tailored to the needs of financial institutions.
Charlene Tan is Head of Internal Audit at Alpadis Risk Consulting (S) Pte. Ltd., with over a decade of experience in internal audit, risk management, and regulatory compliance.
She began her career as a finance officer in the public sector before moving into internal audit, where she spent eight years delivering assurance and advisory work across government, private sector organisations and professional services firms. Charlene subsequently transitioned into risk and compliance roles, spending four years with a fintech company and a leading Singaporean bank, where she worked closely with senior management on enterprise risk management, operational risk frameworks and regulatory compliance initiatives.
Charlene has led and executed internal audits, thematic reviews and risk assessments across complex and regulated environments, with particular expertise in governance, controls, conduct risk and operational resilience. She collaborates with key teams and external partners to identify control gaps, enhance risk frameworks, and deliver practical, impactful solutions.
She holds a Bachelor of Business (Accountancy) from the Royal Melbourne Institute of Technology and is a Certified Practising Accountant (CPA), Australia.
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